課程資訊
課程名稱
比較企業金融法制專題研究三
Seminar on Comparative Enterprise & Finacial Laws (Ⅲ) 
開課學期
111-2 
授課對象
法律學院  法律研究所  
授課教師
林仁光 
課號
LAW7042 
課程識別碼
A21 M8970 
班次
 
學分
2.0 
全/半年
半年 
必/選修
選修 
上課時間
星期二3,4(10:20~12:10) 
上課地點
 
備註
本課程中文授課,使用英文教科書。教室:霖研二1702。大學部經授課老師同意可修習本課。
限碩士班以上 且 限法律學院學生(含輔系、雙修生)
總人數上限:24人 
 
課程簡介影片
 
核心能力關聯
核心能力與課程規劃關聯圖
課程大綱
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課程概述

本課程將以中文進行討論,閱讀資料包括中文及外文資料。同學上課必須會聽會說中文,但發表意見或報告時可以使用中文或英文。
Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The professor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussion. Our focus in the fall semester 2014 was on corporate insiders and responsible persons. In the spring semester of 2015, the focus was on the selected issues regarding executive compensation, disputes arising from director election, removal of directors, the appointment and removal of auditors and shareholder proposals, etc. In the fall of 2015, we studied corporate personhood, corporate theories. In the Spring of 2016, we discussed the global financial regulations. In the fall of 2016, we focus on relevant issues surrounding closely held business associations. In the spring of 2017, we focused on the evolution of financial regulatory regime and reform after the global financial crises and the development of fintech. We also focus on the syndicated loan market and related issues. In the fall semseter of 2017, we focus on corporate wrongdoing, legal compliance program, regulation of nonbank financial institutions and update of insider trading law. In Spring 2018, we covered topics related to the securities fraud litigations, the impact of US Supreme Court judgments on the pleading in securities fraud litigations, the use of arbitrations as ADR and the secured transactions. Students will be assigned to make presentations in the class and followed by discussions guided by professor. ... In the Spring Semester of 2022, we focused on two main themes: (1) The Evolution of TinTech Regulation and (2) Sharing of Personal Financial Information by Financial Group and the Policy of Personal Data Protection. In Fall Semester 2022(111學年第1學期), we focused on (1) The Accountability and Responsibility of Corporations; (2) Shareholder Protection; (3) Securities Fraud. In the Spring Semester of 2023 ( Semester 111-2), we will choose some interesting, practical and useful topics, including (1) International Financial Transactions, and (2) Cross-border Dispute Resolutions. 

課程目標
The purpose of this course is to provide a venue for students to learn Enterprise and financial laws related topics and to develop thinking and analysis skills. Students have the opportunities to present and participate discussions in the classes. The presentation may be conducted in English or Mandarin at your wish. However, the discussion will be conducted mainly in Mandarin. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions. 
課程要求
This course is conducted mainly in Mandarin. However, English may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading materials.
2. Class participation.
3. Term paper. 
預期每週課後學習時數
 
Office Hours
另約時間 
指定閱讀
 
參考書目
 
評量方式
(僅供參考)
 
No.
項目
百分比
說明
1. 
期末報告 
30% 
Students enrolled shall complete an independent research term paper at the end of the semester. The topic shall be relevant to the content of this course. You are encouraged to discuss with Professor Lin before you begin to write. The Term paper shall be minimum of 7,000 words or 8 pages in length.(標楷體, Times New Roman, font size 12, 行距 25 points)。 
2. 
課程參與 
70% 
到課參與討論及期末口頭報告為必要要求與評分重點之一。Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation. Class Attendance is required. 
 
針對學生困難提供學生調整方式
 
上課形式
作業繳交方式
考試形式
其他
由師生雙方議定
課程進度
週次
日期
單元主題
無資料